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3 函子与自然变换

3.1 函子

3.1.1 协变函子和反变函子

  1. \(\mathscr{A}\)\(\mathscr{B}\) 为范畴,若 \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为函子,则称 \(\mathscr{A}\)\(F\) 的定义域,\(\mathscr{B}\)\(F\) 的值域

    1. 如果函数 \(F: \operatorname{Mor} \mathscr{A} \rightarrow \mathrm{Mor} \mathscr{B}\) 满足

      1. \(e\)\(\mathscr{A}\) 的幺态射,则 \(F(e)\)\(\mathscr{B}\) 的幺态射
      2. \(f \in \mathscr{A}[A, B]\),且 \(g \in \mathscr{A}[B, C]\),则 \(F(g \circ f)=F(g) \circ F(f)\)

      则称 \(F\) 为一个从 \(\mathscr{A}\)\(\mathscr{B}\) 的协变函子,记为 \(F: \mathscr{A} \rightarrow \mathscr{B}\)\(\mathscr{A} \xrightarrow{F} \mathscr{B}\)

    2. 如果函数 \(F: \operatorname{Mor} \mathscr{A} \rightarrow \mathrm{Mor} \mathscr{B}\) 满足

      1. \(e\)\(\mathscr{A}\) 的幺态射,则 \(F(e)\)\(\mathscr{B}\) 的幺态射
      2. \(f \in \mathscr{A}[A, B]\),且 \(g \in \mathscr{A}[B, C]\),则 \(F(g \circ f)=F(f) \circ F(g)\)

      则称 \(F\) 为一个从 \(\mathscr{A}\)\(\mathscr{B}\) 的反变函子,记为 \(F: \mathscr{A} \rightarrow \mathscr{B}\)\(\mathscr{A} \xrightarrow{F} \mathscr{B}\)

    协变函子和反变函子统称为函子;称映射到自身的函子为自函子

  2. \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为函子

    1. 如果 \(F\) 为协变函子,则存在唯一的函数 \(\theta_{F}: \operatorname{Ob} \mathscr{A} \rightarrow \operatorname{Ob} \mathscr{B}\) 满足
      1. \(A \in \operatorname{Ob} \mathscr{A}\),则 \(F\left(\mathbf{I}_{A}\right)=\mathbf{I}_{\theta_{F}(A)}\)
      2. \(f \in \mathscr{A}[A, B]\),则 \(F(f)=\mathscr{B}\left[\theta_{F}(A), \theta_{F}(B)\right]\)
    2. 如果 \(F\) 为反变函子,则存在唯一函数 \(\theta_{F}: \operatorname{Ob} \mathscr{A} \rightarrow \operatorname{Ob} \mathscr{B}\) 满足
      1. \(A \in \operatorname{Ob} \mathscr{A}\),则 \(F\left(\mathbf{I}_{A}\right)=\mathbf{I}_{\theta_{F}(A)}\)
      2. \(f \in \mathscr{A}[A, B]\),则 \(F(f)=\mathscr{B}\left[\theta_{F}(B), \theta_{F}(A)\right]\)

    对任意 \(A \in \mathscr{A}\),将 \(\theta_{F}(A)\) 记为 \(F(A)\)

  3. \(F: \mathscr{A} \rightarrow \mathscr{B}, B: \mathscr{B} \rightarrow \mathscr{C}\)\(S: \mathscr{C} \rightarrow \mathscr{D}\) 均为函子

    1. \(F \circ I_{\mathscr{A}}=F=I_{\mathscr{B}} \circ F\)
    2. \(S \circ(G \circ F)=(S \circ G) \circ F \circ\)
  4. 典型函子:若 \(\mathscr{A}, \mathscr{B}, \mathscr{C}\) 为范畴
    1. 对任意 \(f \in \operatorname{Mor} \mathscr{C}\),令 \(I_{\mathscr{C}}(f)=f\),可得到协变函子 \(I_{\mathscr{C}}: \mathscr{C} \rightarrow \mathscr{C}\),称为恒等函子
    2. \(B \in \operatorname{Ob} \mathscr{B}\),对任意 \(f \in \operatorname{Mor} \mathscr{A}\),令 \(\operatorname{Const}_{B}(f)=\mathbf{I}_{B}\),可得到函子 \(\operatorname{Const}_{B}: \mathscr{A} \rightarrow \mathscr{B}\),称为常函子
    3. \(\mathscr{A} \subseteq \mathscr{B}\),对任意 \(f \in \operatorname{Mor} \mathscr{A}\),令 \(\operatorname{in}_{\mathscr{A}}(f)=f\),可得到协变函子 \(\operatorname{in}_{\mathscr{A}}: \mathscr{A} \rightarrow \mathscr{B}\),称为包含函子,简写为 \(\mathscr{A} \hookrightarrow \mathscr{B}\)
    4. 设函子 \(F: \mathscr{A} \rightarrow \mathscr{B}\),对任意 \(f \in \operatorname{Mor} \mathscr{C}\),令 \(F^{\mathrm{op}}\left(f^{\mathrm{op}}\right)=(F(f))^{\mathrm{op}}\),可得到函子 \(F^{\mathrm{op}}: \mathscr{A}^{\mathrm{op}} \rightarrow \mathscr{B}^{\mathrm{op}}\),称为 \(F\) 的对偶函子
    5. 设函数 \(f: X \rightarrow Y\),定义 \(P(f): 2^{X} \rightarrow 2^{Y}\)\(P(f)(B)=f(B),\ B \subseteq X\),可得到协变函子 \(P: \mathbf{Set} \rightarrow \mathbf{Set}\),称为幂等函子
    6. \(F: \mathscr{A} \rightarrow \mathscr{B}, G: \mathscr{B} \rightarrow \mathscr{C}\) 为函子,令 \((G \circ F)(f)=G(F(f))\),可得到函子 \(G \circ F: \mathscr{A} \rightarrow \mathscr{C}\),称为 \(G\)\(F\) 的复合函子

3.1.2 多元函子

  1. \(1 \leqslant i_{1}<i_{2}<\cdots<i_{r} \leqslant n\)\(\mathscr{A}_{1}, \mathscr{A}_{2}, \cdots, \mathscr{A}_{n}\)\(\mathscr{B}\) 均为范畴,若函数 \(F: \operatorname{Mor} \mathscr{A}_{1} \times \operatorname{Mor} \mathscr{A}_{2} \times \cdots \times \operatorname{Mor} \mathscr{A}_{n} \rightarrow \operatorname{Mor} \mathscr{B}\) 满足

    1. \(e_{1}, e_{2}, \cdots, e_{n}\) 分别为 \(\mathscr{A}_{1}, \mathscr{A}_{2}, \cdots, \mathscr{A}_{n}\) 的幺态射,则 \(F\left(e_{1}, e_{2}, \ldots, e_{n}\right)\)\(\mathscr{B}\) 的幺态射
    2. \(A_{i}, A_{i}^{\prime}, A_{i}^{\prime \prime} \in \operatorname{Ob} \mathscr{A}_{i}\)\(f_{i}, g_{i} \in \operatorname{Mor} \mathscr{A}_{i}(1 \leqslant i \leqslant n)\) 使得

      1. \(i \notin\left\{i_{1}, i_{2}, \cdots, i_{r}\right\}\) 时恒有 \(f_{i} \in \mathscr{A}_{i}\left[A_{i}, A_{i}^{\prime}\right]\)\(g_{i} \in \mathscr{A}_{i}\left[A_{i}^{\prime}, A_{i}^{\prime \prime}\right]\)
      2. \(i \in\left\{i_{1}, i_{2}, \cdots, i_{r}\right\}\) 时恒有 \(f_{i} \in \mathscr{A}_{i}\left[A_{i}^{\prime \prime}, A_{i}^{\prime}\right]\)\(g_{i} \in \mathscr{A}_{i}\left[A_{i}^{\prime}, A_{i}\right]\)

      则必有 \(F\left(\left\langle g_{1}, g_{2}, \cdots, g_{n}\right\rangle \circ\left\langle f_{1}, f_{2}, \cdots, f_{n}\right\rangle\right)=F\left(\widetilde{g}_{1}, \widetilde{g}_{2}, \cdots, \widetilde{g}_{n}\right) \circ F(\widetilde{f}_{1}, \widetilde{f}_{2}, \cdots, \widetilde{f}_{n})\),其中对任意 \(1 \leqslant i \leqslant n\) 都有

      \[ \begin{aligned} & \widetilde{f}_{i}=\left\{\begin{aligned} & f_{i}, & i \notin\left\{i_{1}, i_{2}, \cdots, i_{r}\right\} \\ & g_{i}, & \textsf{ 否则 } \end{aligned}\right.\\ & \widetilde{g}_{i}=\left\{\begin{aligned} &g_{i}, & i \notin\left\{i_{1}, i_{2}, \cdots, i_{n}\right\} \\ &f_{i}, & \textsf{ 否则 } \end{aligned}\right. \end{aligned} \]

    则称 \(F\) 为一个从 \(\mathscr{A}_{1}, \mathscr{A}_{2}, \cdots, \mathscr{A}_{n}\)\(\mathscr{B}\)\(n\) 元函子,记为 \(F: \mathscr{A}_{1} \times \mathscr{A}_{2} \times \cdots \times \mathscr{A}_{n} \rightarrow \mathscr{B}\)\(\mathscr{A}_{1} \times \mathscr{A}_{2} \times \cdots \times \mathscr{A}_{n} \xrightarrow{F} \mathscr{B}\),并称 \(i_{1}, i_{2}, \cdots, i_{r}\)\(F\) 的反变指标

    1. \(r=0\),则称 \(F\)\(n\) 元协变函子
    2. \(r=n\),则称 \(F\)\(n\) 元反变函子
    3. \(0<r<n\),则称 \(F\)\(n\) 元混合型函子
    4. \(i \in\left\{i_{1}, i_{2}, \cdots, i_{r}\right\}\),则称 \(F\) 的第 \(i\) 个自然变元是反变的
    5. \(1 \leqslant i \leqslant n\)\(i \notin\left\{i_{1}, i_{2}, \cdots, i_{r}\right\}\),则称 \(F\) 的第 \(i\) 个自然变元为协变的
  2. \(n\) 元函子 \(F: \mathscr{A}_{1} \times \mathscr{A}_{2} \times \cdots \times \mathscr{A}_{n} \rightarrow \mathscr{B}\)\(i_{1}, i_{2}, \cdots, i_{r}\) 为反变指标,则必有函数 \(\theta_{F}: \operatorname{Ob} \mathscr{A}_{1} \times \cdots \times \operatorname{Ob} \mathscr{A}_{n} \rightarrow \operatorname{Ob} \mathscr{B}\)

    1. \(A_{1} \in \operatorname{Ob} \mathscr{A}_{1}, \cdots, A_{n} \in \operatorname{Ob} \mathscr{A}_{n}\),则 \(F\left(\mathbf{I}_{A_{1}}, \mathbf{I}_{A_{2}}, \cdots, \mathbf{I}_{A_{n}}\right)=\mathbf{I}_{\theta_{F}\left(A_{1}, A_{2}, \cdots, A_{n}\right)}\)
    2. \(f_{1} \in M\) or \(\mathscr{A}_{1}, \cdots, f_{n} \in M\) or \(\mathscr{A}_{n}\) 使得
      1. 如果 \(i \notin\left\{i_{1}, i_{2}, \cdots, i_{r}\right\}\),则 \(f_{i} \in \mathscr{A}_{i}\left[A_{i}, A_{i}^{\prime}\right]\)
      2. 如果 \(i \in\left\{i_{1}, i_{2}, \cdots, i_{r}\right\}\),则 \(f_{i} \in \mathscr{A}_{i}\left[A_{i}^{\prime}, A_{i}\right]\)

    \(F(f_{1}, f_{2}, \cdots, f_{n}) \in \mathscr{B}[\theta_{F}(\widetilde{A}_{1}, \widetilde{A}_{2}, \cdots, \widetilde{A}_{n}), \theta_{F}(\widetilde{A}_{1}^{\prime}, \widetilde{A}_{2}^{\prime}, \cdots \widetilde{A}_{n}^{\prime})]\),其中对任意 \(1 \leqslant i \leqslant n\) 都有

    \[ \begin{aligned} & \widetilde{A}_{i}=\left\{\begin{aligned} & A_{i}, & i \notin\left\{i_{1}, i_{2}, \cdots, i_{r}\right\} \\ & A_{i}^{\prime}, & \textsf{ 否则 } \end{aligned}\right. \\ & \widetilde{A_{i}^{\prime}}=\left\{\begin{aligned} & \dot{A_{i}^{\prime}}, & \notin\left\{i_{1}, i_{2}, \cdots, i_{r}\right\} \\ & A_{i}, & \textsf{ 否则 } \end{aligned}\right. \end{aligned} \]

    对任意 \(A_1 \in \mathscr{A}_{1}, A_2 \in \mathscr{A}_{2}, \cdots, A_n \in \mathscr{A}_{n}\),将 \(\theta_{F}(A_1, A_2, \cdots, A_n)\) 记为 \(F(A_1, A_2, \cdots, A_n)\)

  3. \(F: \mathscr{A}_{1} \times \mathscr{A}_{2} \times \cdots \times \mathscr{A}_{n} \rightarrow \mathscr{B}\)\(n\) 元函子,\(G: \mathscr{B} \rightarrow \mathscr{C}\) 为函子,令 \((G \circ F)\left(f_{1}, f_{2}, \cdots, f_{n}\right)=G\left(F\left(f_{1}, f_{2}, \cdots, f_{n}\right)\right)\)

    1. \(G \circ F: \mathscr{A}_{1} \times \mathscr{A}_{2} \times \cdots \times \mathscr{A}_{n} \rightarrow \mathscr{C}\)\(n\) 元函子
    2. \(G\) 为协变函子且 \(1 \leqslant i \leqslant n\),则 \(G \circ F\) 的第 \(i\) 个自变元为协变的,当且仅当 \(F\) 的第 \(i\) 个自变元为协变的
    3. \(G\) 为反变函子且 \(1 \leqslant i \leqslant n\),则 \(G \circ F\) 的第 \(i\) 个自变元为协变的,当且仅当 \(F\) 的第 \(i\) 个自变元为反变的
  4. 典型多元函子

    1. \(\mathscr{A}_{1}, \mathscr{A}_{2}, \cdots, \mathscr{A}_{n}\) 均为范畴且 \(1 \leqslant i \leqslant n\),令

      \[ \prod_{i \leqslant n}\left(f_{1}, f_{2}, \cdots, f_{n}\right)=f_{i},\ f_{i} \in \operatorname{Mor} \mathscr{A}_{i} \]

      可得到 \(n\) 元协变函子\(\Pi_{i}: \mathscr{A}_{1} \times \mathscr{A}_{2} \times \cdots \times \mathscr{A}_{n} \rightarrow \mathscr{A}_{i}\),称为投影函子

    2. 若对任意函数 \(f\)\(g\),令 \(F(f, g)=f \times g\),可得到二元协变函子 \(F: \mathbf{Set} \times \mathbf{Set} \rightarrow \mathbf{Set}\),称为乘积函子

  5. \(\mathscr{C}\) 为一个局部小范畴

    1. \(A, B \in \operatorname{Ob} \mathscr{C}\),则令 \(\operatorname{hom}_{\mathscr{C}}(A, B)=[A, B]\)
    2. \(f \in[A, B]\)\(g \in[C, D]\),则定义函数 \(\operatorname{hom}_{\mathscr{C}}(f, g):[B, C] \rightarrow[A, D]\) 为对任意 \(\varphi \in[B, C]\)\(\operatorname{hom}_{\mathscr{C}}(f, g)(\varphi)=g \circ \varphi \circ f\)

    不引起歧义时,常把 \(\mathrm{hom}_{\mathscr{C}}\) 简写为 \(\mathrm{hom}\)

    1. \(\mathscr{C}\) 为一个局部小范畴
      1. \(\operatorname{hom}: \mathscr{C} \times \mathscr{C} \rightarrow \mathbf{Set}\) 为二元混合型函子
      2. \(\operatorname{hom}\) 关于第一个自变元为反变的,关于第二个自变元为协变的
    2. \(A, B \in \operatorname{Ob} \mathscr{C}\),分别定义 \(h_{A}\)\(h^{B}\)

      \[ \begin{aligned} h_{A}(B) & =\operatorname{hom}(A, B) & & A \in \operatorname{Ob} \mathscr{C} \\ h_{A}(g) & =\operatorname{hom}\left(\mathbf{I}_{A}, g\right) & & g \in \operatorname{Mor} \mathscr{C} \\[0.5em] h^{B}(A) & =\operatorname{hom}(A, B) & & A \in \operatorname{Ob} \mathscr{C} \\ h^{B}(f) & =\operatorname{hom}\left(f, \mathbf{I}_{B}\right) & & f \in \operatorname{Mor\mathscr {C}} \end{aligned} \]
      1. \(h_{A}: \mathscr{C} \rightarrow \mathbf{Set}\) 为协变函子,\(h^{B}: \mathscr{C} \rightarrow \mathbf{Set}\) 为反变函子
      2. \(f \in[A, B]\),则 \(h_{A}(f)\left(\mathbf{I}_{A}\right)=f=h^{B}(f)\left(\mathbf{I}_{B}\right)\)
      3. \(f, g \in [C, D]\),则 \(f=g \leftrightarrow \forall A \in \operatorname{Ob} \mathscr{C}: h_{A}(f)=h_{A}(g) \leftrightarrow \forall B \in \operatorname{Ob} \mathscr{C}: h^{B}(f)=h^{B}(g)\)
      4. \(f \in[C, D]\)
        1. \(f\) 为单态射当且仅当对每个 \(A \in \operatorname{Ob} \mathscr{C}\),皆有 \(h_{A}(f)\) 为单射
        2. \(f\) 为外态射当且仅当对每个 \(B \in \operatorname{Ob} \mathscr{C}\),皆有 \(h^{B}(f)\) 为单射
      5. \(A \in \operatorname{Ob} \mathscr{C}\)
        1. \(A\) 为终止对象当且仅当对每个 \(B \in \operatorname{Ob} \mathscr{C}\) 都有 \(h_{B}(A)\) 为单元素集合
        2. \(A\) 为初始对象当且仅当对每个 \(B \in \operatorname{Ob} \mathscr{C}\) 都有 \(h^{B}(A)\) 为空集
    3. \(\mathscr{C}\) 为局部小范畴且 \(\langle\mathcal{D}, \Gamma\rangle\)\(\mathscr{C}\) 中一个图

      1. \(\langle L, \tau\rangle\)\(\langle\mathcal{D}, \Gamma\rangle\) 的锥,则 \(\varprojlim\langle\mathcal{D}, \Gamma\rangle=\langle L, \tau\rangle\) 当且仅当对每个 \(A \in \operatorname{Ob} \mathscr{C}\)\(\varprojlim \left\langle\mathcal{D}, h_{A} \circ \Gamma\right\rangle=\left\langle h_{A}(L), h_{A} \circ \tau\right\rangle\)
      2. \(\langle\tau, L\rangle\)\(\langle\mathcal{D}, \Gamma\rangle\) 的余锥,则 \(\varinjlim \langle\mathcal{D}, \Gamma\rangle=\langle\tau, L\rangle\) 当且仅当对每个 \(B \in \operatorname{Ob} \mathscr{C}\)\(\varinjlim\left\langle\mathcal{D}, h^{B} \circ \Gamma\right\rangle=\left\langle h^{B} \circ \tau, h^{B}(L)\right\rangle\)
    4. \(\mathscr{A}, \mathscr{B}\) 为范畴且 \(\mathscr{C}\) 为局部小范畴,\(F: \mathscr{A} \rightarrow \mathscr{C}\)\(G: \mathscr{A} \rightarrow \mathscr{C}\) 是函子.令

      \[ \begin{aligned} \operatorname{hom}(F, G)(A, B)&=\operatorname{hom}(F(A), G(B)) & A \in \operatorname{Ob} \mathscr{A} \textsf{ 且 } B \in \operatorname{Ob} \mathscr{B} \\ \operatorname{hom}(F, G)(f, g)&=\operatorname{hom}(F(f), G(g)) & f \in \operatorname{Mor} \mathscr{A} \textsf{ 且 } g \in \operatorname{Mor} \mathscr{B} \end{aligned} \]

      则可得到二元函子 \(\operatorname{hom}(F, G): \mathscr{A} \times \mathscr{B} \rightarrow \mathbf{Set}\)\(\operatorname{hom}\) 的推广.此时令

      \[ \begin{aligned} h_{F}&=\operatorname{hom}\left(F, I_{\mathscr{C}}\right) \\ h^{G}&=\operatorname{hom}\left(I_{\mathscr{C}}, G\right) \end{aligned} \]

      \(h_{F}: \mathscr{A} \times \mathscr{C} \rightarrow \mathbf{Set}\)\(h^{G}: \mathscr{C} \times \mathscr{B} \rightarrow \mathbf{Set}\) 均为二元函子

3.1.3 函子的性质

  1. \(\mathscr{A}\)\(\mathscr{B}\) 均为范畴,\(F: \mathscr{A} \rightarrow \mathscr{B}\) 为协变函子

    1. \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为协变函子,\(P\) 为关于态射的某种性质

      1. \(F\) 保持 \(P\):若 \(f \in \operatorname{Mor} \mathscr{A}\) 具有 \(P\),则 \(F(f)\) 也具有 \(P\)
      2. \(F\) 反射 \(P\):若 \(f \in \operatorname{Mor} \mathscr{A}\) 使 \(F(f)\) 具有 \(P\),则 \(f\) 也具有 \(P\)

      易知协变函子 \(F\) 保持幺态射,\(\text{section}\)\(\text{retraction}\),同构态射以及范畴中图的交换性

    2. \(A, B \in \operatorname{Ob} \mathscr{A}\),定义函数 \(F(A, B): \mathscr{A}[A, B] \rightarrow \mathscr{B}[F(A), F(B)]\)\(\forall f \in \mathscr{A}[A, B]: F(A, B)(f)=F(f)\)

      1. 若每个 \(F(A, B)\) 均为单射,则称 \(F\) 为忠信的
      2. 若每个 \(F(A, B)\) 均为满射,则称 \(F\) 为完全的
      3. 若函数 \(F: \operatorname{Mor} \mathscr{A} \rightarrow M\) or \(\mathscr{B}\) 为单射,则称 \(F\) 为嵌入函子
      4. 若对每个 \(B \in \operatorname{Ob} \mathscr{B}\) 皆有 \(A \in \operatorname{Ob} \mathscr{A}\) 使 \(F(A) \simeq B\),则称 \(F\) 为稠密的
  2. 设协变函子 \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为忠信的

    1. 如果 \(f, g \in \mathscr{A}[A, B]\) 使 \(F(f)= F(g)\),则 \(f=g\)
    2. \(F\) 反射单态射、外态射、双态射、常态射、余常态射及范畴 \(\mathscr{B}\) 中图的交换性
    3. \(F\) 还是完全的,则 \(F\) 反射 \(\text{section}\)\(\text{retraction}\) 和同构态射
  3. \(\mathscr{C}\) 为范畴且 \(P, Q \in \operatorname{Ob} \mathscr{C}\),若 \(h_{P}\) 保持外态射,则称 \(P\) 为可投影的;若 \(h^{Q}\) 保持外态射,则称 \(Q\) 为可注入的
    1. \(P\) 为可投影的当且仅当对每个外态射 \(f \in[B, C]\) 及任意的 \(g \in[P, C]\),皆有 \(h \in[P, B]\) 使 \(f \circ h=g\)
    2. \(Q\) 为可注入的当且仅当对每个外态射 \(f \in[C, B]\) 及任意的 \(g \in[C, Q]\),皆有 \(h \in[B, Q]\) 使 \(h \circ f=g\)
  4. \(\mathscr{C}\) 为范畴且 \(S, C \in \operatorname{Ob} \mathscr{C}\),若 \(h_{S}\) 为忠信函子,则称 \(S\)\(\mathscr{C}\) 的分离子;若 \(h^{C}\) 为忠信函子,则称 \(C\)\(\mathscr{C}\) 的余分离子
    1. \(S\) 为分离子当且仅当若 \(f, g \in[A, B]\) 使 \(f \neq g\),则有 \(h \in[S, A]\) 使 \(f \circ h \neq g \circ h\)
    2. \(C\) 为余分离子当且仅当若 \(f, g \in[A, B]\) 使 \(f \neq g\),则有 \(h \in[B, C]\) 使 \(h \circ f \neq h \circ g\)

3.2 自然变换

3.2.1 自然变换的性质

  1. \(\mathscr{A}\)\(\mathscr{B}\) 均为范畴,\(F: \mathscr{A} \rightarrow \mathscr{B}\)\(G: \mathscr{A} \rightarrow \mathscr{B}\) 均为协变函子.若函数 \(\alpha: \operatorname{Ob} \mathscr{A} \rightarrow \operatorname{Mor} \mathscr{B}\) 满足

    1. \(A \in \operatorname{Ob} \mathscr{A}\),则 \(\alpha(A) \in \mathscr{B}[F(A), G(A)]\)
    2. \(A, A^{\prime} \in \operatorname{Ob} \mathscr{A}\)\(f \in \mathscr{A}\left[A, A^{\prime}\right]\),则 \(G(f) \circ \alpha(A)=\alpha\left(A^{\prime}\right) \circ F(f)\)

    则称 \(\alpha\) 为一个从 \(F\)\(G\) 的自然变换,记为 \(\alpha: F \rightarrow G\)\(F \xrightarrow{\alpha} G\).若 \(A \in \operatorname{Ob} \mathscr{A}\) 蕴含 \(\alpha(A)\) 为同构态射,则称 \(\alpha\) 为自然同构

    1. 若存在自然同构 \(\alpha: F \rightarrow G\),则称 \(F\) 自然同构于 \(G\)\(F\)\(G\) 自然同构,记为 \(F \cong G\)
    2. \(F: \mathscr{A} \rightarrow \mathscr{B}\)\(G: \mathscr{A} \rightarrow \mathscr{B}\) 均为协变函子,则自然变换 \(\alpha: F \rightarrow G\) 为自然同构当且仅当有唯一的自然变换 \(\beta: G \rightarrow F\) 使得

      \[ \begin{aligned} & \alpha(A) \circ \beta(A)=\mathbf{I}_{G(A)} \\ & \beta(A) \circ \alpha(A)=\mathbf{I}_{F(A)} \end{aligned} \quad A \in \operatorname{Ob} \mathscr{A} \]
    3. \(F: \mathscr{A} \rightarrow \mathscr{B}, G: \mathscr{A} \rightarrow \mathscr{B}\)\(H: \mathscr{A} \rightarrow \mathscr{B}\) 均为协变函子且 \(\alpha: F \rightarrow G\)\(\beta: G \rightarrow H\) 为自然变换.若令

      \[ \forall A \in \operatorname{Ob} \mathscr{A}: (\beta \circ \alpha)(A)=\beta(A) \circ \alpha(A) \]

      \(\beta \circ \alpha: F \rightarrow H\) 为自然变换,称为 \(\alpha\)\(\beta\) 的复合

    4. \(\mathscr{A}\)\(\mathscr{B}\) 为范畴,\(F: \mathscr{A} \rightarrow \mathscr{B}\)\(G: \mathscr{A} \rightarrow \mathscr{B}\) 为协变函子且 \(\alpha: F \rightarrow G\) 为自然变换.若自然变换 \(\beta: G \rightarrow F\) 使得

      \[ \alpha \circ \beta=\mathbf{I}_{G} \wedge \beta \circ \alpha=\mathbf{I}_{F} \]

      则称 \(\beta\)\(\alpha\) 的逆自然变换,简称 \(\alpha\) 的逆.如果有自然变换 \(\beta: G \rightarrow F\)\(\alpha\) 的逆,则称 \(\alpha\) 有逆

  2. \(F, G, H, K\) 均为从 \(\mathscr{A}\)\(\mathscr{B}\) 的协变函子,\(\alpha: F \to G, \beta: G \to H, \gamma: H \to K\) 为自然变换

    1. \(\gamma \circ(\beta \circ \alpha)=(\gamma \circ \beta) \circ \alpha\)
    2. \(\alpha \circ \mathbf{I}_{F}=\alpha=\mathbf{I}_{G} \circ \alpha\)
    3. \(\alpha\) 有逆当且仅当 \(\alpha\) 为自然同构
      1. \(\alpha\) 有逆,则 \(\alpha\) 的逆必唯一,常用 \(\alpha^{-1}\) 表示
      2. \(\alpha\) 有逆,则 \(\alpha^{-1}\) 也有逆,且 \(\left(\alpha^{-1}\right)^{-1}=\alpha\)
      3. \(\alpha\)\(\beta\) 都有逆,则 \(\beta \circ \alpha\) 有逆,且 \((\beta \circ \alpha)^{-1}=\alpha^{-1} \circ \beta^{-1}\)
  3. \(\mathscr{A}\)\(\mathscr{B}\) 均为小范畴

    1. 以从 \(\mathscr{A}\)\(\mathscr{B}\) 的协变函子为对象
    2. 以协变函子之间的自然变换为态射

    构成的范畴称为从 \(\mathscr{A}\)\(\mathscr{B}\) 的协变函子范畴,记为 \(\mathscr{B}^{\mathscr{A}}\)\(\operatorname{Funct}(\mathscr{A}, \mathscr{B})\)

    1. \(\operatorname{Funct}(\mathscr{A}, \mathscr{A})\)\(\mathscr{A}\) 上的自函子范畴
    2. 称以全体小范畴之间的协变函子为对象构成一个范畴为小范畴的协变函子范畴,记为 \(\text{Funct}\)
  4. 任意协变函子 \(F: \mathscr{A} \rightarrow \mathscr{B}\) 都可诱导出图同态 \(F^{*}: \mathbf{G}(\mathscr{A}) \rightarrow \mathbf{G}(\mathscr{B})\)

    \[ \begin{aligned} F^{*}(A)&=F(A) & A \in \operatorname{Ob} \mathscr{A} \\ F^{*}(f)&=F(f) & f \in \operatorname{Mor} \mathscr{A} \end{aligned} \]

    从而获得范畴 \(\mathscr{B}\) 中一个图 \(\left\langle\mathbf{G}(\mathscr{A}), F^{*}\right\rangle\),常用 \(\mathcal{D}_{F}\) 表示

    1. \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为协变函子
      1. \(\langle L, \lambda\rangle\)\(\mathcal{D}_{F}\) 的锥当且仅当 \(\lambda:\) Const \(_{L} \rightarrow F\) 为自然变换,称 \(\varprojlim \mathcal{D}_{F}\)\(F\) 的极限,记为 \(\varprojlim F\)
      2. \(\langle\tau, K\rangle\)\(\mathcal{D}_{F}\) 的余锥当且仅当 \(\tau: F \rightarrow\) Const \(_{K}\) 为自然变换,称 \(\varinjlim \mathcal{D}_{F}\)\(F\) 的余极限,记为 \(\varinjlim F\)
    2. \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为协变函子
      1. \(\mathscr{B}\) 有积和等子,则 \(\varprojlim F\) 存在
      2. \(\mathscr{B}\) 有余积和余等子,则 \(\varinjlim F\) 存在
    3. \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为协变函子且 \(\mathscr{B}\) 为局部小范畴
      1. \(\varprojlim F=\langle L, \lambda\rangle\) 当且仅当对每个 \(B \in \operatorname{Ob} \mathscr{B}\) 皆有 \(\varprojlim \left(h_{B} \circ F\right)=\left\langle h_{B}(L), h_{B} \tau\right\rangle\)
      2. \(\varinjlim F=\langle\tau, K\rangle\) 当且仅当对每个 \(B \in \operatorname{Ob} \mathscr{B}\) 皆有 \(\varinjlim \left(h^{B} \circ F\right)=\left\langle h^{B} \tau, h^{B}(K)\right\rangle\)
    4. \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为协变函子,\(\mathscr{B}\) 为局部小范畴且 \(L \in \operatorname{Ob} \mathscr{B}\)
      1. \(\lambda:\) Const \(_{L} \rightarrow F\) 为自然变换,则 \(\varprojlim F=\langle L, \lambda\rangle\) 当且仅当 \(B \in \operatorname{Ob} \mathscr{B}\) 蕴含 \(\varprojlim \left(h_{B} \circ F\right)=\left\langle h_{B}(L), h_{B} \lambda\right\rangle\)
      2. \(\tau: F \rightarrow\) Const \(_{L}\) 为自然变换,则 \(\varinjlim F=\langle\tau, L\rangle\) 当且仅当 \(B \in \operatorname{Ob} \mathscr{B}\) 蕴含 \(\varinjlim \left(h^{B} \circ F\right)=\left\langle h^{B} \tau, h^{B}(L)\right\rangle\)
  5. \(F: \mathscr{A} \rightarrow \mathscr{B}\) 为协变函子,则下列条件等价

    1. \(F\) 为忠信的、完全的和稠密的
    2. 存在协变函子 \(G: \mathscr{B} \rightarrow \mathscr{A}\) 使得 \(F \circ G \cong I_{\mathscr{B}}\)\(G \circ F=\mathbf{I}_{\mathscr{A}}\)
    3. 存在协变函子 \(G: \mathscr{B} \rightarrow \mathscr{A}\) 及自然同构 \(\eta: \mathbf{I}_{\mathscr{A}} \rightarrow G \circ F\)\(\varepsilon: F \circ G \rightarrow \mathbf{I}_{\mathscr{B}}\) 使得 \(F \eta=(\varepsilon F)^{-1}\)\(G \varepsilon=(\eta G)^{-1}\)

3.2.2 自然变换的积

  1. \(\mathscr{A}, \mathscr{B}, \mathscr{C}\) 均为范畴,协变函子 \(F, G, H, K\) 及自然变换 \(\alpha\)\(\beta\) 如图所示

    1. 若定义函数 \(\beta * \alpha: \operatorname{Ob} \mathscr{A} \rightarrow \operatorname{Mor} \mathscr{C}\)

      \[ \forall A \in \operatorname{Ob} \mathscr{A}: (\beta * \alpha)(A)=\beta(G(A)) \circ H(\alpha(A)) \]

      \(\beta * \alpha: H \circ F \rightarrow K \circ G\) 为自然变换,称为 \(\alpha\)\(\beta\)\(*-\)

    2. \(A \in \operatorname{Ob} \mathscr{A}\),则 \((\beta * \alpha)(A)=K(\alpha(A)) \circ \beta(F(A))\)

  2. 设范畴、协变函子和自然变换的关系如图所示

    1. 结合律:\((\delta * \eta) * \varepsilon=\delta *(\eta * \varepsilon)\)
    2. 若对任意 \(B \in \operatorname{Ob} \mathscr{B}, A \in \operatorname{Ob} \mathscr{A}\),令 \(H \eta(B)=H(\eta(B)), \eta S(A)=\eta(S(A))\),则 \(H \eta=\mathbf{I}_{H} * \eta\)\(\eta S=\eta * \mathbf{I}_{S}\)
  3. 设范畴、协变函子和自然变换的关系如图所示

    \((\nu \circ \mu) *(\eta \circ \varepsilon)=(\nu * \eta) \circ(\mu * \varepsilon)\)

  4. 设范畴、协变函子和自然变换的关系如图所示

    1. \((G \circ F) \alpha=G(F \alpha)\)
    2. \(\alpha(K \circ L)=(\alpha K) L\)
    3. \(\mathbf{I}_{U} K=\mathbf{I}_{U \circ K}\)\(F \mathbf{I}_{U}=\mathbf{I}_{F \circ U}\)
    4. \(F(\alpha K)=(F \alpha) K\)
    5. \(F(\beta \circ \alpha)=F \beta \circ F \alpha\)
    6. \((\beta \circ \alpha) K=\beta K \circ \alpha K\)
    7. \(F(\beta \circ \alpha) K=F \beta K \circ F \alpha K\)
    8. \(\tau V \circ F \alpha=H \alpha \circ \tau U\)